-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bpr/iMiPsvm4CN8RVoiR/5asJw9QQryi1U5omMal4rYcxrwkYyhx/u7R2m6AXiJB o0X4uZNWSB73Y8WVAdhuNA== 0001005477-98-000639.txt : 19980305 0001005477-98-000639.hdr.sgml : 19980305 ACCESSION NUMBER: 0001005477-98-000639 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980304 SROS: NASD GROUP MEMBERS: BELLET DAVID F GROUP MEMBERS: CHESTER A. SIUDA GROUP MEMBERS: CROWN ASSOCIATES III, L.P. GROUP MEMBERS: CROWN CAPITAL MANAGEMENT, LTD. GROUP MEMBERS: CROWN PARTNERS III, L.P. GROUP MEMBERS: CROWN-GLYNN ADVISORS, LTD. GROUP MEMBERS: CROWN-GLYNN ASSOCIATES, L.P. GROUP MEMBERS: CROWN-GLYNN PARTNERS, L.P. GROUP MEMBERS: DARYL MESSINGER GROUP MEMBERS: GLYNN BUCKLEY INVESTMENTS, L.P. GROUP MEMBERS: GLYNN CAPITAL MANAGEMENT GROUP MEMBERS: GLYNN EMERGING OPPORTUNITY FUND GROUP MEMBERS: GLYNN INVESTMENT, L.P. GROUP MEMBERS: GLYNN PETERSON GROUP MEMBERS: JEFFREY S. HAMREN GROUP MEMBERS: JOHN W. GLYNN, JR. GROUP MEMBERS: MARGARET S. MCNAMARA GROUP MEMBERS: MCMORGAN FUND II, L.P. GROUP MEMBERS: STEVEN ROSSTON GROUP MEMBERS: THE CROWN TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-46001 FILM NUMBER: 98557542 BUSINESS ADDRESS: STREET 1: 301 BRANNAN ST CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 4155437696 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BELLET DAVID F CENTRAL INDEX KEY: 0000891001 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 60 E 42ND ST STREET 2: STE 3405 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 2128085278 MAIL ADDRESS: STREET 1: 60 E 42ND ST STREET 2: STE 3405 CITY: NEW YORK STATE: NY ZIP: 10165 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. __________)(1) Advent Software, Inc ---------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value ---------------------------------------------------- (Title of Class of Securities) 007974108 ---------------------------------------------------- (CUSIP Number) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Index is on Page 26 Page 1 of 27 Pages CUSIP No. 007974108 Page 2 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Crown Associates III, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization New York - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 70,950 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 70,950 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 70,950 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 0.94% - -------------------------------------------------------------------------------- 12 Type of Reporting Person PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 27 Pages CUSIP No. 007974108 Page 3 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Crown Partners III, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization New York - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 70,950 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 70,950 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 70,950 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 0.94% - -------------------------------------------------------------------------------- 12 Type of Reporting Person PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 27 Pages CUSIP No. 007974108 Page 4 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Crown-Glynn Associates, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization New York - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 35,030 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 35,030 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 35,030 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 0.46% - -------------------------------------------------------------------------------- 12 Type of Reporting Person PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 27 Pages CUSIP No. 007974108 Page 5 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Crown-Glynn Partners, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization New York - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 35,030 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 35,030 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 35,030 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 0.46% - -------------------------------------------------------------------------------- 12 Type of Reporting Person PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 27 Pages CUSIP No. 007974108 Page 6 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Crown-Glynn Advisors, Ltd. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization New York - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 105,980 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 105,980 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 105,980 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 1.4% - -------------------------------------------------------------------------------- 12 Type of Reporting Person CO IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 6 of 27 Pages CUSIP No. 007974108 Page 7 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Crown Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization New York - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 143,120 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 143,120 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 143,120 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 1.9% - -------------------------------------------------------------------------------- 12 Type of Reporting Person EP - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 7 of 27 Pages CUSIP No. 007974108 Page 8 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Crown Capital Management, Ltd. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization New York - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 143,120 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 143,120 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 143,120 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 1.9% - -------------------------------------------------------------------------------- 12 Type of Reporting Person CO IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 8 of 27 Pages CUSIP No. 007974108 Page 9 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person David F. Bellet - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 249,100 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 249,100 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 249,100 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 3.3% - -------------------------------------------------------------------------------- 12 Type of Reporting Person IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 9 of 27 Pages CUSIP No. 007974108 Page 10 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person John W. Glynn, Jr. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 31,000 shares of Common Stock Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 452,900 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 31,000 shares of Common Stock -------------------------------------------------------- 8 Shared Dispositive Power 452,900 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 483,900 shares of common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 6.4% - -------------------------------------------------------------------------------- 12 Type of Reporting Person IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 10 of 27 Pages CUSIP No. 007974108 Page 11 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Jeffrey S. Hamren - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 249,100 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 249,100 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 249,100 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 3.3% - -------------------------------------------------------------------------------- 12 Type of Reporting Person IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 11 of 27 Pages CUSIP No. 007974108 Page 12 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Daryl Messinger - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 452,900 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 452,900 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 452,900 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 6.0% - -------------------------------------------------------------------------------- 12 Type of Reporting Person IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 12 of 27 Pages CUSIP No. 007974108 Page 13 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Margaret S. McNamara - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 249,100 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 249,100 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 249,100 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 3.3% - -------------------------------------------------------------------------------- 12 Type of Reporting Person IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 13 of 27 Pages CUSIP No. 007974108 Page 14 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Steven Rosston - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 452,900 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 shares of Common Stock -------------------------------------------------------- 8 Shared Dispositive Power 452,900 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 452,900 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 6.0% - -------------------------------------------------------------------------------- 12 Type of Reporting Person IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 14 of 27 Pages CUSIP No. 007974108 Page 15 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Chester A. Siuda - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 249,100 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 249,100 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 249,100 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 3.3% - -------------------------------------------------------------------------------- 12 Type of Reporting Person IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 15 of 27 Pages CUSIP No. 007974108 Page 16 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Glynn Capital Management - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 95,900 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 95,900 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 95,900 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 1.3% - -------------------------------------------------------------------------------- 12 Type of Reporting Person IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 16 of 27 Pages CUSIP No. 007974108 Page 17 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Glynn Emerging Opportunity Fund - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization California - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 42,800 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 42,800 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 42,800 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 0.57% - -------------------------------------------------------------------------------- 12 Type of Reporting Person PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 17 of 27 Pages CUSIP No. 007974108 Page 18 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Glynn Buckley Investments, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization California - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 15,600 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 15,600 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 15,600 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 0.21% - -------------------------------------------------------------------------------- 12 Type of Reporting Person PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 18 of 27 Pages CUSIP No. 007974108 Page 19 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Glynn Investment, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization California - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 14,200 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 14,200 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 14,200 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 0.19% - -------------------------------------------------------------------------------- 12 Type of Reporting Person PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 19 of 27 Pages CUSIP No. 007974108 Page 20 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Glynn Peterson - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization California - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 4,800 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 4,800 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 4,800 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 0.06% - -------------------------------------------------------------------------------- 12 Type of Reporting Person PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 20 of 27 Pages CUSIP No. 007974108 Page 21 of 27 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person McMorgan Fund II, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization California - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 30,500 shares of Common Stock Person -------------------------------------------------------- With 7 Sole Dispositive Power 0 -------------------------------------------------------- 8 Shared Dispositive Power 30,500 shares of Common Stock -------------------------------------------------------- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 30,500 shares of Common Stock - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 0.40% - -------------------------------------------------------------------------------- 12 Type of Reporting Person PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 21 of 27 Pages Item 1(a) Name of Issuer: Advent Software, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 301 Brannan St., San Francisco, CA 94107 Item 2(a) Names of Person Filing See cover pages. Relationship of filing persons: Glynn Capital Management, Crown-Glynn Advisors Ltd., and Crown Capital Management Ltd. are Registered Investment Advisors. Glynn Capital Management is investment advisor to Glynn Emerging Opportunity Fund, a California limited partnership, Glynn Buckley Investments, a California limited partnership, McMorgan Fund II, a California limited partnership, and Glynn Investments, a California limited partnership. Crown-Glynn Advisors Ltd. is investment advisor to Crown Associates III, L.P., a Delaware limited partnership, and Crown-Glynn Associates, L.P., a Delaware limited partnership. Crown Partners III, L.P. is general partner of Crown Associates III, L.P. Crown-Glynn Partners, L.P. is general partner of Crown-Glynn Associates, L.P. Crown Capital Management Ltd. is investment advisor to The Crown Trust, a New York Trust. John W. Glynn, Jr., David F. Bellet and Chester A. Siuda are Managing Directors of Crown Capital Management and Crown-Glynn Advisors. John W. Glynn, Jr., is sole owner of Glynn Capital Management. John W. Glynn, Jr., David F. Bellet, Chester A. Siuda, Jeffrey S. Hamren, Darryl Messinger, Steven Rosston, and Margaret S. McNamara are General Partners of Crown Partners III, L.P., a Delaware limited partnership and Crown-Glynn Partners, L.P., a Delaware partnership. Crown Associates III, L.P. owns 70,950 shares of common stock, Crown-Glynn Associates, L.P. owns 35,030 shares of common stock, The Crown Trust owns 143,120 shares of common stock, Glynn Emerging Opportunity Fund owns 42,800 shares of common stock, Glynn Investment owns 14,200 shares of common stock, Glynn Buckley owns 15,600 shares of common stock, McMorgan Fund II owns 30,500 shares of common stock, Glynn Capital Management owns 95,900 shares of common stock and Glynn Peterson owns 4,800 shares of common stock. Page 22 of 27 Item 2(b) Address of Principal Business Office or, if none Residence: As to the following filing persons: Crown Associates III, L.P. Crown Partners III, L.P. Crown-Glynn Associates, L.P. Crown-Glynn Partners, L.P. Crown-Glynn Advisors Ltd. The Crown Trust Crown Capital Management Ltd. Chester A. Siuda Margaret S. McNamara Jeffrey S. Hamren 67 East Park Place 8th Floor Morristown, NJ 07960 As to the following filing person: David F. Bellet 60 East 42nd Street, Suite 3405 New York, NY 10165 As to the following filing persons: Glynn Buckley Investments, L.P. McMorgan Fund II, L.P. Glynn Capital Management Glynn Emerging Opportunity Fund Glynn Investment, L.P. Glynn Peterson John W. Glynn, Jr. Steven Rosston Darryl Messinger 3000 Sand Hill Road Building 4, Suite 235 Menlo Park, CA 94025 Item 2(c) Citizenship: See cover pages Item 2(d) Title of Class of Securities: Common Stock, 0.01 par value Item 2(e) CUSIP Number: 007974108 Page 23 of 27 pages Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a : (a) Broker or Dealer registered under Section 15 of the Act, (b) Bank as defined in Section 3(a)(6) of the Act, (c) Insurance Company as defined in Section 3(a)(19) of the Act, (d) Investment Company registered under Section 8 of the Investment Company Act, (e)* Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F), (g) Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G), (h) Group, in accordance with Section 240.13d-1(b)(1)(ii)(H). ---------- * As to Crown-Glynn Advisors, Ltd., Crown Capital Management Ltd. and Glynn Capital Management Item 4. Ownership: See cover pages. Item 5. Ownership of Five Percent or Less of a Class: Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not applicable. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Members of the Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 24 of 27 pages 13-G SIGNATURE PAGE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 19, 1998 CROWN-GLYNN ASSOCIATES, LIMITED /s/ John W. Glynn, Jr. PARTNERSHIP ------------------------- By Crown-Glynn Partners, L.P. as John W. Glynn, Jr.* General Partner /s/ Steven Rosston -------------------------- Steven Rosston CROWN ASSOCIATES III, LIMITED /s/ Daryl Messinger PARTNERSHIP -------------------------- By Crown Partners III, L.P. as Daryl Messinger General Partner /s/ David F. Bellet -------------------------- David F. Bellet CROWN PARTNERS III, L.P. /s/ Chester A. Siuda -------------------------- Chester A. Siuda CROWN-GLYNN PARTNERS, L.P. /s/ Jeffrey S. Hamren -------------------------- Jeffrey S. Hamren By /s/ David F. Bellet ---------------------- General Partner /s/ Margaret S. McNamara -------------------------- Margaret S. McNamara THE CROWN TRUST CROWN CAPITAL MANAGEMENT LTD CROWN-GLYNN ADVISORS, LTD. By /s/ David F. Bellet ------------------------ - ---------- * Individually and on behalf of Glynn Capital Management, Glynn Emerging Opportunity Fund, Glynn Investment L.P., Glynn Buckley Investments, L.P., Glynn Peterson, McMorgan Fund II, L.P. Page 25 of 27 pages Index to Exhibits Joint Filing Agreement..............................................Page 27 Page 26 of 27 pages EX-99.1 2 JOINT FILING AGREEMENT JOINT FILING AGREEMENT Each of the undersigned hereby agrees that the Schedule 13G filed on the date hereof has been filed on behalf of each of the undersigned. Dated: February 19, 1998 CROWN-GLYNN ASSOCIATES, LIMITED /s/ John W. Glynn, Jr. PARTNERSHIP ------------------------- By Crown-Glynn Partners, L.P. as John W. Glynn, Jr.* General Partner /s/ Steven Rosston -------------------------- Steven Rosston CROWN ASSOCIATES III, LIMITED /s/ Daryl Messinger PARTNERSHIP -------------------------- By Crown Partners III, L.P. as Daryl Messinger General Partner /s/ David F. Bellet -------------------------- David F. Bellet CROWN PARTNERS III, L.P. /s/ Chester A. Siuda -------------------------- Chester A. Siuda CROWN-GLYNN PARTNERS, L.P. /s/ Jeffrey S. Hamren -------------------------- Jeffrey S. Hamren By /s/ David F. Bellet - -------------------------- General Partner /s/ Margaret S. McNamara -------------------------- Margaret S. McNamara THE CROWN TRUST CROWN CAPITAL MANAGEMENT LTD CROWN-GLYNN ADVISORS, LTD. By /s/ David F. Bellet ------------------------ - ---------- * Individually and on behalf of Glynn Capital Management, Glynn Emerging Opportunity Fund, Glynn Investment L.P., Glynn Buckley Investments, L.P., Glynn Peterson, McMorgan Fund II, L.P. 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